M.P Vora Shares & Securities Pvt Ltd : Policies and Procedures

Members of :

Policies & Procedures

Do's & Dont's

Dealing in Penny Stocks	VIEW
Client’s Exposure Limit	VIEW
Brokerage Rate	VIEW
Penalty / Delayed payment Charges by either party	VIEW
Sell of Securities or Closing Open Position	VIEW
Shortages in Obligation and Internal Auction	VIEW
Restrictions / Prohibition to take further position or closing existing position	VIEW
Suspension / Deregistering of Client Account	VIEW
Policy for Dormant / In-active account	VIEW
Insider Trading Policy	VIEW
Policy of PMLA ACT, 2002	VIEW
Risk Management System	VIEW
Internal Controls	VIEW
Client Code Modification	VIEW
Investor Complaint Redressal Mechanism	VIEW